Ko, Philip 高冠恆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Futures International Company Limited | RO | Dealing in futures contracts | 2015-08-31 | 2017-07-01 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2014-09-08 | 2014-11-27 | RO | Dealing in futures contracts | 2014-11-27 | 2015-08-31 |
| 3 | Great Lakes Hong Kong Limited | Rep | Dealing in futures contracts | 2010-07-06 | 2012-12-31 |
| 4 | Marex HK Asia Limited | Rep | Dealing in futures contracts | 2013-10-10 | 2014-06-02 |
| 5 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-15 | 2009-08-10 |
| 6 | Newedge Broker Limited | Rep | Advising on futures contracts | 2003-10-16 | Rep | Asset management | 2003-10-16 | Rep | Automated trading services | 2009-07-31 | Rep | Dealing in futures contracts | 2009-07-31 | Rep | Dealing in securities | 2009-07-31 |
| 7 | Ruisen Port Securities Limited | RO | Dealing in futures contracts | 2013-05-03 | 2013-09-02 |
| 8 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-15 | 2009-08-10 | Rep | Dealing in securities | 2008-10-15 | 2009-08-10 |
| 9 | XHK Limited | RO | Dealing in futures contracts | 2019-01-29 | 2021-04-22 |
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