Chan, Wai Ling (SFC:ABS687) 陳慧玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-05-05 | 2004-01-08 | Rep | Asset management | 2003-05-05 | 2004-01-08 | Rep | Advising on securities | 2003-05-05 | 2004-02-02 | Rep | Dealing in securities | 2003-05-05 | 2008-05-03 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-11-03 | 2010-07-13 |
| 3 | Springboard Capital Limited | Rep | Advising on securities | 2013-02-14 | 2015-06-09 | Rep | Asset management | 2013-02-14 | 2015-06-09 |
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