Au, Yu Ching 區裕正

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 AIA Investment Management HK Limited RO Asset management 2018-11-14 2023-06-30
RO Advising on securities 2020-03-13 2023-06-30
2 BARING ASSET MANAGEMENT (ASIA) LIMITED Rep Advising on futures contracts 2007-08-14 2007-09-11
Rep Advising on securities 2007-08-14 2007-09-11
Rep Asset management 2007-08-14 2007-09-11
RO Advising on futures contracts 2007-09-11 2011-03-01
RO Advising on securities 2007-09-11 2011-03-01
RO Asset management 2007-09-11 2011-03-01
Rep Dealing in securities 2008-06-02 2011-03-01
3 HAMON ASIAN ADVISORS LIMITED Rep Advising on securities 2003-09-18 2004-08-30
Rep Asset management 2003-09-18 2004-08-30
RO Advising on securities 2004-08-30 2007-08-01
RO Asset management 2004-08-30 2007-08-01
4 HAMON ASSET MANAGEMENT LIMITED Rep Advising on corporate finance 2003-08-19
Rep Advising on securities 2004-08-30
Rep Asset management 2004-08-30
Rep Advising on futures contracts 2003-09-03 2004-08-30
RO Advising on futures contracts 2004-08-30 2007-08-01
RO Advising on securities 2004-08-30 2007-08-01
RO Asset management 2004-08-30 2007-08-01
5 HAMON INVESTMENT MANAGEMENT LIMITED Rep Advising on corporate finance 2003-08-19
Rep Advising on securities 2004-08-30
Rep Asset management 2004-08-30
Rep Advising on futures contracts 2003-09-03 2004-08-30
RO Advising on futures contracts 2004-08-30 2007-08-01
RO Advising on securities 2004-08-30 2007-08-01
RO Asset management 2004-08-30 2007-08-01

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