Au, Yu Ching 區裕正
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAMON ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2003-08-19 | |
| 2 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2003-08-19 | |
| 3 | HAMON ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2004-08-30 | |
| 4 | HAMON ASSET MANAGEMENT LIMITED | Rep | Asset management | 2004-08-30 | |
| 5 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2004-08-30 | |
| 6 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2004-08-30 | |
| 7 | HAMON ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2003-09-03 | 2004-08-30 |
| 8 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2003-09-03 | 2004-08-30 |
| 9 | HAMON ASIAN ADVISORS LIMITED | Rep | Advising on securities | 2003-09-18 | 2004-08-30 |
| 10 | HAMON ASIAN ADVISORS LIMITED | Rep | Asset management | 2003-09-18 | 2004-08-30 |
| 11 | HAMON ASIAN ADVISORS LIMITED | RO | Advising on securities | 2004-08-30 | 2007-08-01 |
| 12 | HAMON ASIAN ADVISORS LIMITED | RO | Asset management | 2004-08-30 | 2007-08-01 |
| 13 | HAMON ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2004-08-30 | 2007-08-01 |
| 14 | HAMON ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2004-08-30 | 2007-08-01 |
| 15 | HAMON ASSET MANAGEMENT LIMITED | RO | Asset management | 2004-08-30 | 2007-08-01 |
| 16 | HAMON INVESTMENT MANAGEMENT LIMITED | RO | Advising on futures contracts | 2004-08-30 | 2007-08-01 |
| 17 | HAMON INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2004-08-30 | 2007-08-01 |
| 18 | HAMON INVESTMENT MANAGEMENT LIMITED | RO | Asset management | 2004-08-30 | 2007-08-01 |
| 19 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on futures contracts | 2007-08-14 | 2007-09-11 |
| 20 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2007-08-14 | 2007-09-11 |
| 21 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Asset management | 2007-08-14 | 2007-09-11 |
| 22 | BARING ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on futures contracts | 2007-09-11 | 2011-03-01 |
| 23 | BARING ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on securities | 2007-09-11 | 2011-03-01 |
| 24 | BARING ASSET MANAGEMENT (ASIA) LIMITED | RO | Asset management | 2007-09-11 | 2011-03-01 |
| 25 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2008-06-02 | 2011-03-01 |
| 26 | AIA Investment Management HK Limited | RO | Asset management | 2018-11-14 | 2023-06-30 |
| 27 | AIA Investment Management HK Limited | RO | Advising on securities | 2020-03-13 | 2023-06-30 |
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