Chang, Walter 陳華德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2004-06-02 | 2007-07-27 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2005-04-14 | 2007-07-27 |
| 3 | ROCIM Limited | RO | Asset management | 2007-08-13 | RO | Advising on securities | 2020-07-13 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-04-21 | Rep | Advising on securities | 2004-04-21 | Rep | Asset management | 2004-04-21 | Rep | Dealing in securities | 2004-04-21 |
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