Tsang, Liza Choi Sum 曾菜心
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2004-05-28 | 2010-02-28 |
| 2 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2004-05-28 | 2010-02-28 |
| 3 | WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED | Rep | Asset management | 2004-04-23 | Rep | Automated trading services | 2004-04-23 | Rep | Advising on futures contracts | 2004-05-28 | Rep | Dealing in futures contracts | 2004-05-28 |
| 4 | WING ON CHEONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-04-23 | Rep | Asset management | 2004-04-23 | Rep | Automated trading services | 2004-04-23 | Rep | Advising on securities | 2004-05-28 | Rep | Dealing in securities | 2004-05-28 |
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