Liu, Shao Li 劉曉黎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2003-08-09 | |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2003-08-09 | |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Asset management | 2003-08-09 | |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Automated trading services | 2003-08-09 | |
| 5 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2004-03-02 | |
| 6 | PAYDENPOTOMAC LIMITED | RO | Asset management | 2006-07-04 | 2009-10-26 |
| 7 | POTOMAC CAPITAL LIMITED (HK) | RO | Asset management | 2008-06-13 | |
| 8 | POTOMAC CAPITAL LIMITED (HK) | RO | Dealing in securities | 2004-03-08 |
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