Griffin, Alistair John Barrie
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Standard Chartered Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2009-09-12 | |
| 2 | Standard Chartered Securities (Hong Kong) Limited | RO | Advising on securities | 2009-09-12 | |
| 3 | Standard Chartered Securities (Hong Kong) Limited | RO | Asset management | 2009-09-12 | PEMBERTON INVESTMENTS (HONG KONG) LIMITED | RO | 2010-04-08 | 2022-06-30 |
| 4 | Standard Chartered Securities (Hong Kong) Limited | RO | Dealing in securities | 2009-09-12 |
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