Liu, Alan Chi Lun 廖志崙

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 AP Asset Management (HK) Limited Rep Dealing in securities 2006-12-29 2007-05-07
Rep Advising on securities 2007-02-06 2007-05-15
Rep Asset management 2007-02-06 2007-05-15
RO Dealing in securities 2007-05-07 2008-06-07
RO Advising on securities 2007-05-15 2008-06-07
RO Asset management 2007-05-15 2008-06-07
2 DWS Investments Hong Kong Limited Rep Advising on securities 2016-07-13 2016-08-27
Rep Dealing in securities 2016-07-13 2016-08-27
3 HFR ASSET MANAGEMENT (HONG KONG) LIMITED RO Dealing in securities 2006-06-15 2006-11-23
4 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on corporate finance 2004-03-01
Rep Advising on futures contracts 2004-03-19
Rep Advising on securities 2004-03-19
Rep Asset management 2004-03-19
RO Advising on futures contracts 2004-03-19 2005-08-03
RO Advising on securities 2004-03-19 2005-08-03
RO Asset management 2004-03-19 2005-08-03
5 HSBC Global Asset Management Holdings (Bahamas) Limited RO Advising on futures contracts 2004-03-19 2005-08-03
RO Advising on securities 2004-03-19 2005-08-03
RO Asset management 2004-03-19 2005-08-03
6 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED RO Advising on futures contracts 2004-03-19 2005-08-03
RO Advising on securities 2004-03-19 2005-08-03
RO Asset management 2004-03-19 2005-08-03
Rep Dealing in securities 2004-08-30 2004-12-23
RO Dealing in securities 2004-12-23 2005-08-03
RO Advising on corporate finance 2005-06-06 2005-08-03

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top