Au, Wood Ling 區活寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2003-07-09 | |
| 2 | KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Asset management | 2003-07-09 | |
| 3 | KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2003-07-09 | |
| 4 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-07-09 | |
| 5 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2003-07-09 | |
| 6 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Asset management | 2003-07-09 | |
| 7 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Automated trading services | 2003-07-09 | |
| 8 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-07-09 |
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