Ha, Michael Cheuk Wah 夏卓華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BCT Financial Limited | Rep | Advising on securities | 2014-04-07 | 2016-05-06 | Rep | Dealing in securities | 2014-04-07 | 2016-05-06 | RO | Advising on securities | 2016-05-06 | 2021-03-31 | RO | Dealing in securities | 2016-05-06 | 2021-03-31 |
| 2 | BOCHK Asset Management Limited | Rep | Advising on securities | 2011-05-30 | 2011-08-16 | Rep | Asset management | 2011-05-30 | 2011-08-16 | Rep | Dealing in securities | 2011-05-30 | 2011-08-16 | RO | Advising on securities | 2011-08-16 | 2014-02-28 | RO | Asset management | 2011-08-16 | 2014-02-28 | RO | Dealing in securities | 2011-08-16 | 2014-02-28 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-06 | Rep | Advising on securities | 2011-05-11 | Rep | Asset management | 2011-05-11 | Rep | Dealing in securities | 2007-04-10 | 2011-05-11 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-08-10 | 2011-05-11 |
| 5 | Sprout Asset Management (Asia) Limited | Rep | Advising on securities | 2021-11-18 | 2022-04-23 | Rep | Dealing in securities | 2021-11-18 | 2022-04-23 |
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