Liao, Jingwu Riz 廖敬武
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2003-12-24 | 2006-01-26 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2003-12-24 | 2006-01-26 |
| 3 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2009-06-24 | 2011-04-04 | Rep | Dealing in securities | 2009-06-24 | 2011-04-04 | Rep | Dealing in futures contracts | 2010-05-11 | 2011-04-04 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-16 | Rep | Advising on securities | 2003-12-16 | Rep | Asset management | 2003-12-16 | Rep | Dealing in securities | 2003-12-16 |
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