Au, Ka Leung 區家良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Success Power Investment Advisory Limited | RO | Advising on securities | 2005-07-27 | RO | Asset management | 2005-07-27 |
| 2 | HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2012-03-22 | 2013-10-10 | RO | Asset management | 2012-03-22 | 2013-10-10 |
| 3 | Greenland (Asia) Securities Co., Limited | RO | Advising on securities | 2013-10-18 | 2018-08-26 | RO | Asset management | 2013-10-18 | 2018-08-26 |
| 4 | Greenfield Asset Management Limited | Rep | Asset management | 2021-12-16 | 2022-02-07 | RO | Asset management | 2022-02-07 |
| 5 | China Reserve Securities Limited | RO | Advising on securities | 2018-09-20 | 2019-07-03 | RO | Asset management | 2018-09-20 | 2019-07-03 |
| 6 | ANLLY ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2020-04-08 | 2021-01-31 | RO | Asset management | 2020-04-08 | 2021-01-31 |
| 7 | AIM CAPITAL CONSORTIUM LIMITED | Rep | Advising on securities | 2021-08-04 | 2021-08-31 | Rep | Asset management | 2021-08-04 | 2021-08-31 |
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