Kapur, Ajay Singh
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2004-08-01 | Rep | Advising on securities | 2004-08-01 | Rep | Asset management | 2004-08-01 | Rep | Automated trading services | 2004-08-01 | Rep | Dealing in securities | 2004-08-01 | Rep | Advising on securities | 2006-08-14 | 2006-09-13 |
| 2 | GEOMATRIX (H.K.) LIMITED | Rep | Asset management | 2007-05-22 | 2008-05-05 | RO | Asset management | 2008-05-05 | 2008-06-12 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2013-06-24 | 2018-09-05 | Rep | Advising on securities | 2013-06-24 | 2023-03-30 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2013-06-24 | 2014-04-22 |
| 5 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2008-07-28 | 2010-07-01 |
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