Hsieh, Yuk Chun 佘玉真
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GAOYU SECURITIES LIMITED | Rep | Asset management | 2014-06-23 | 2015-03-31 | Rep | Dealing in securities | 2014-06-23 | 2015-03-31 |
| 2 | Halbis Capital Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-02-16 | Rep | Advising on securities | 2004-02-16 | Rep | Asset management | 2004-02-16 | Rep | Dealing in securities | 2004-08-30 | Rep | Advising on securities | 2005-07-15 | 2007-03-20 | Rep | Asset management | 2005-07-15 | 2007-03-20 | Rep | Dealing in securities | 2005-07-15 | 2007-03-20 | RO | Advising on securities | 2007-03-20 | 2011-06-22 | RO | Asset management | 2007-03-20 | 2011-06-22 | RO | Dealing in securities | 2007-03-20 | 2011-06-22 | Rep | Dealing in futures contracts | 2008-05-08 | 2011-06-02 | RO | Dealing in futures contracts | 2011-06-02 | 2011-06-22 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-02-16 | Rep | Advising on securities | 2010-10-28 | Rep | Asset management | 2010-10-28 | Rep | Dealing in securities | 2008-05-30 | 2010-10-28 | Rep | Dealing in futures contracts | 2010-09-27 | 2011-06-02 | RO | Advising on securities | 2010-10-28 | 2011-06-22 | RO | Asset management | 2010-10-28 | 2011-06-22 | RO | Dealing in securities | 2010-10-28 | 2011-06-22 | RO | Dealing in futures contracts | 2011-06-02 | 2011-06-22 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-04-06 | 2010-10-28 | RO | Dealing in securities | 2010-10-28 | 2011-06-22 |
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