Lo, Wei Lie 盧慧莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in securities | 2008-11-24 |
| 2 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2016-01-18 | 2016-07-29 |
| 3 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2016-01-18 | 2016-04-29 | Rep | Dealing in securities | 2016-01-18 | 2016-04-29 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-01-18 | 2019-02-25 | Rep | Dealing in securities | 2016-01-18 | 2019-02-25 |
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