Mak, Hau Sum 麥巧心
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Fortune Asset Management Limited | RO | Asset management | 2012-08-15 | 2013-07-31 |
| 2 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-03-05 | Rep | Advising on securities | 2009-08-21 | Rep | Asset management | 2009-08-21 |
| 3 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2004-04-15 | 2008-01-18 | Rep | Asset management | 2004-04-15 | 2008-01-18 |
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