Samant, Aditya Ashok
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Financial Planning (Hong Kong) Limited | Rep | Advising on securities | 2005-11-08 | 2007-07-20 | Rep | Asset management | 2005-11-08 | 2007-07-20 |
| 2 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2007-09-14 | 2009-05-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-04-15 | 2022-10-17 |
| 4 | PACIFIC WORLD ASSET MANAGEMENT LIMITED | Rep | Asset management | 2004-10-07 | 2004-12-15 | Rep | Advising on securities | 2004-11-26 | 2004-12-15 |
| 5 | Tyche Group Limited | Rep | Asset management | 2003-08-11 | 2004-09-27 |
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