Chow, Yin Kwan 周妍君

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Investec Asia Limited Rep Advising on corporate finance 2003-04-25
INVESTEC ASSET MANAGEMENT ASIA LIMITED Rep 2003-04-25
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED RO 2006-01-18 2007-03-30
2 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on futures contracts 2006-01-18 2007-03-30
HSBC Global Asset Management Holdings (Bahamas) Limited Rep 2006-01-18 2007-03-30
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep 2006-01-18 2007-03-30
3 Investec Asia Limited Rep Advising on securities 2003-04-28
INVESTEC ASSET MANAGEMENT ASIA LIMITED Rep 2003-04-28
HSBC Global Asset Management (Hong Kong) Limited Rep 2003-04-28 2006-01-18
HSBC Global Asset Management (Hong Kong) Limited RO 2006-01-18 2007-03-30
HSBC Global Asset Management Holdings (Bahamas) Limited RO 2006-01-18 2007-03-30
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED RO 2006-01-18 2007-03-30
4 Investec Asia Limited Rep Asset management 2003-04-28
INVESTEC ASSET MANAGEMENT ASIA LIMITED Rep 2003-04-28
HSBC Global Asset Management (Hong Kong) Limited Rep 2003-04-28 2006-01-18
HSBC Global Asset Management (Hong Kong) Limited RO 2006-01-18 2007-03-30
HSBC Global Asset Management Holdings (Bahamas) Limited RO 2006-01-18 2007-03-30
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED RO 2006-01-18 2007-03-30
5 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Dealing in securities 2004-08-10 2006-01-18
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED RO 2006-01-18 2007-03-30

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