Lowe, Norman C. 勞樹源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amber Hill Asset Management Limited | RO | Advising on securities | 2011-07-13 | 2014-11-07 | RO | Asset management | 2011-07-13 | 2014-11-07 |
| 2 | Delta Asia Wealth Management Limited | RO | Advising on securities | 2005-05-12 | 2006-05-13 | RO | Asset management | 2005-05-12 | 2006-05-13 |
| 3 | GOCTIC MANSION HOUSE INVESTMENT MANAGEMENT LIMITED | RO | Advising on corporate finance | 2004-03-08 | RO | Advising on securities | 2004-08-18 | RO | Asset management | 2004-08-18 |
| 4 | JOINCAP CAPITAL LIMITED | RO | Advising on securities | 2014-12-22 | 2015-05-15 | RO | Asset management | 2014-12-22 | 2015-05-15 |
| 5 | Link Asset Management Limited (HK) | RO | Asset management | 2006-08-23 | 2007-08-17 |
| 6 | MANSION HOUSE ASSET MANAGEMENT LIMITED | RO | Advising on corporate finance | 2004-03-08 | RO | Advising on securities | 2004-08-18 | RO | Asset management | 2004-08-18 |
| 7 | Oshidori Securities Limited | RO | Advising on securities | 2015-10-19 | RO | Asset management | 2015-10-19 | RO | Dealing in securities | 2016-08-31 |
| 8 | WIN WIND FINANCE LIMITED | Rep | Securities margin financing | 2023-12-13 | |
| 9 | Yunfeng Financial Markets Limited | RO | Advising on corporate finance | 2004-03-08 | RO | Advising on securities | 2004-03-08 | RO | Asset management | 2004-03-08 | RO | Automated trading services | 2004-03-08 | RO | Dealing in securities | 2004-03-08 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy