Lowe, Norman C. 勞樹源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOCTIC MANSION HOUSE INVESTMENT MANAGEMENT LIMITED | RO | Advising on corporate finance | 2004-03-08 | |
| 2 | MANSION HOUSE ASSET MANAGEMENT LIMITED | RO | Advising on corporate finance | 2004-03-08 | |
| 3 | Yunfeng Financial Markets Limited | RO | Advising on corporate finance | 2004-03-08 | |
| 4 | Yunfeng Financial Markets Limited | RO | Advising on securities | 2004-03-08 | |
| 5 | Yunfeng Financial Markets Limited | RO | Asset management | 2004-03-08 | |
| 6 | Yunfeng Financial Markets Limited | RO | Automated trading services | 2004-03-08 | |
| 7 | Yunfeng Financial Markets Limited | RO | Dealing in securities | 2004-03-08 | |
| 8 | GOCTIC MANSION HOUSE INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2004-08-18 | |
| 9 | GOCTIC MANSION HOUSE INVESTMENT MANAGEMENT LIMITED | RO | Asset management | 2004-08-18 | |
| 10 | MANSION HOUSE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2004-08-18 | |
| 11 | MANSION HOUSE ASSET MANAGEMENT LIMITED | RO | Asset management | 2004-08-18 | |
| 12 | Delta Asia Wealth Management Limited | RO | Advising on securities | 2005-05-12 | 2006-05-13 |
| 13 | Delta Asia Wealth Management Limited | RO | Asset management | 2005-05-12 | 2006-05-13 |
| 14 | Link Asset Management Limited (HK) | RO | Asset management | 2006-08-23 | 2007-08-17 |
| 15 | Amber Hill Asset Management Limited | RO | Advising on securities | 2011-07-13 | 2014-11-07 |
| 16 | Amber Hill Asset Management Limited | RO | Asset management | 2011-07-13 | 2014-11-07 |
| 17 | JOINCAP CAPITAL LIMITED | RO | Advising on securities | 2014-12-22 | 2015-05-15 |
| 18 | JOINCAP CAPITAL LIMITED | RO | Asset management | 2014-12-22 | 2015-05-15 |
| 19 | Oshidori Securities Limited | RO | Advising on securities | 2015-10-19 | 2024-04-30 |
| 20 | Oshidori Securities Limited | RO | Asset management | 2015-10-19 | 2024-04-30 |
| 21 | Oshidori Securities Limited | RO | Dealing in securities | 2016-08-31 | 2024-04-30 |
| 22 | WIN WIND FINANCE LIMITED | Rep | Securities margin financing | 2023-12-13 | 2024-04-30 |
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