Tsai, Robert Tu-Yun 蔡篤昀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Automated trading services | 2005-03-23 | Rep | Dealing in securities | 2010-11-01 |
| 2 | Merrill Lynch Far East Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Dealing in securities | 2010-11-01 | Rep | Dealing in futures contracts | 2010-08-20 | 2010-11-01 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2005-01-25 | Rep | Asset management | 2005-01-25 | Rep | Automated trading services | 2005-01-25 | Rep | Dealing in futures contracts | 2010-08-20 |
| 4 | Pamirs Capital (H.K.) Limited | Rep | Advising on securities | 2013-05-24 | 2017-12-29 | Rep | Asset management | 2013-05-24 | 2017-12-29 | Rep | Dealing in securities | 2013-05-24 | 2017-12-29 |
| 5 | SFM HK Management Limited | Rep | Asset management | 2011-01-26 | 2011-09-20 | RO | Asset management | 2011-09-20 | 2012-09-30 |
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