Wong, Kenneth Kin 黃健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Bright Fund Management Limited | Rep | Advising on securities | 2006-05-26 | 2007-01-08 | Rep | Asset management | 2006-05-26 | 2007-01-08 | Rep | Dealing in securities | 2006-05-26 | 2007-01-08 | RO | Advising on securities | 2007-01-08 | 2009-02-12 | RO | Asset management | 2007-01-08 | 2009-02-12 | RO | Dealing in securities | 2007-01-08 | 2009-02-12 |
2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-05-26 | 2009-02-12 |
3 | DEUTSCHE FUTURES HONG KONG LIMITED | RO | Dealing in futures contracts | 2004-06-12 | |
4 | DEUTSCHE SECURITIES ASIA LIMITED | RO | Advising on corporate finance | 2003-09-23 | RO | Advising on securities | 2003-09-23 | RO | Asset management | 2003-09-23 | RO | Dealing in securities | 2004-06-12 | RO | Advising on futures contracts | 2004-01-08 | 2004-06-12 | RO | Dealing in futures contracts | 2004-01-08 | 2004-06-12 |
5 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2004-06-17 | 2005-05-12 | Rep | Dealing in securities | 2004-06-17 | 2005-05-12 |
6 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-06-17 | 2004-09-23 | Rep | Dealing in futures contracts | 2004-06-17 | 2004-09-23 | RO | Automated trading services | 2004-09-23 | 2005-05-12 | RO | Dealing in futures contracts | 2004-09-23 | 2005-05-12 |
7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2004-06-17 | 2004-11-02 | RO | Dealing in securities | 2004-11-02 | 2005-05-12 |
8 | Penjing Asset Management (HK) Limited | Rep | Advising on securities | 2009-03-02 | 2010-06-30 | Rep | Asset management | 2009-03-02 | 2010-06-30 |
9 | Springboard Capital Limited | RO | Advising on securities | 2010-07-02 | RO | Asset management | 2010-07-02 |
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