Lam, Philip Fu 林富
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-08-30 | 2007-12-08 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-08-30 | 2007-12-08 |
| 3 | HOU TAK SECURITIES LIMITED | Rep | Dealing in securities | 2007-12-10 | 2008-11-27 |
| 4 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-11-10 | 2007-08-17 |
| 5 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2006-11-10 | 2007-08-17 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-08-15 | Rep | Asset management | 2003-12-09 | Rep | Advising on futures contracts | 2005-03-21 | Rep | Dealing in futures contracts | 2006-10-31 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-03-21 | Rep | Advising on securities | 2005-03-21 | Rep | Asset management | 2005-03-21 | Rep | Dealing in securities | 2006-10-31 |
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