Ho, Stephen Wing Yuen 何永源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANDA Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-08-18 | 2017-10-09 | Rep | Asset management | 2017-08-18 | 2017-10-09 | RO | Advising on securities | 2017-10-09 | 2022-06-14 | RO | Asset management | 2017-10-09 | 2022-06-14 |
| 2 | HANSBERGER GLOBAL INVESTORS (HK) LIMITED | Rep | Advising on corporate finance | 2005-01-24 | Rep | Advising on securities | 2013-03-19 | Rep | Asset management | 2013-03-19 | RO | Advising on securities | 2013-03-19 | 2013-08-31 | RO | Asset management | 2013-03-19 | 2013-08-31 |
| 3 | SoHo Investment Partners (H.K.) Limited | RO | Asset management | 2014-03-05 | 2017-08-07 | RO | Advising on securities | 2015-05-06 | 2017-08-07 |
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