Leung, James Wang Kit 梁宏傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2017-07-19 | Rep | Advising on securities | 2017-07-19 | 2018-12-12 | Rep | Asset management | 2017-07-19 | 2018-12-12 | RO | Advising on futures contracts | 2018-12-12 | RO | Advising on securities | 2018-12-12 | RO | Asset management | 2018-12-12 |
| 2 | GAM HONG KONG LIMITED | Rep | Advising on corporate finance | 2004-05-11 | Rep | Advising on securities | 2004-05-11 | Rep | Advising on futures contracts | 2006-04-21 | Rep | Asset management | 2006-04-21 | Rep | Dealing in securities | 2004-05-13 | 2006-04-21 |
| 3 | SEI INVESTMENTS (ASIA) LIMITED | Rep | Asset management | 2006-06-23 | 2008-08-10 | Rep | Advising on securities | 2006-08-08 | 2008-08-10 |
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