Palmer, Geoffrey Simon
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BGC SECURITIES (HONG KONG) LLC | RO | Advising on futures contracts | 2011-10-19 | 2012-12-13 | RO | Advising on securities | 2011-10-19 | 2012-12-13 | RO | Asset management | 2011-10-19 | 2012-12-13 |
2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-04-08 | Rep | Advising on securities | 2003-04-08 | Rep | Asset management | 2003-04-08 |
3 | Liquid Capital Securities Hong Kong Limited | RO | Dealing in futures contracts | 2010-07-27 | 2011-03-30 | RO | Dealing in securities | 2010-07-27 | 2011-03-30 | RO | Asset management | 2010-07-27 | 2011-06-30 |
4 | LYNX INVESTMENT PARTNERS LIMITED | RO | Advising on securities | 2016-04-06 | 2019-12-09 | RO | Asset management | 2016-04-06 | 2021-06-24 |
5 | Lynx Portfolio Limited | Rep | Asset management | 2004-06-07 | 2009-08-06 | RO | Asset management | 2009-08-06 | 2009-10-15 |
6 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2003-11-10 | 2004-04-15 |
7 | orientiert International Markets Limited | Rep | Asset management | 2015-02-13 | 2016-03-31 |
8 | SILVERHORN INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2012-12-19 | 2015-01-30 | Rep | Asset management | 2012-12-19 | 2015-01-30 | Rep | Dealing in securities | 2012-12-19 | 2015-01-30 |
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