Lee, Charlotte Cheng Mei 李正美
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL GLOBAL MANAGEMENT LIMITED | RO | Dealing in securities | 2005-09-17 | 2006-06-28 | RO | Advising on securities | 2005-12-20 | 2006-06-28 |
| 2 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | RO | Advising on corporate finance | 2003-08-19 | 2004-09-20 | RO | Advising on securities | 2003-08-19 | 2004-09-20 | RO | Dealing in securities | 2003-08-19 | 2004-09-20 |
| 3 | SYMPHONY AMP LIMITED | RO | Dealing in securities | 2007-05-21 | 2008-04-16 | RO | Advising on securities | 2007-05-21 | 2008-10-31 |
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