Lam, Yuk Chiu 林育超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Global Markets Limited | RO | Dealing in securities | 2011-11-04 | 2012-03-23 |
| 2 | BOA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-08-19 | 2013-09-04 | RO | Dealing in securities | 2013-09-04 | 2014-11-10 |
| 3 | China Prospect Securities Limited | RO | Dealing in securities | 2016-01-22 | 2016-02-29 |
| 4 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2007-03-01 | 2011-07-04 | RO | Dealing in securities | 2011-07-04 | 2011-09-16 |
| 5 | Kirin Securities Limited | RO | Advising on securities | 2017-05-26 | 2017-12-31 | RO | Dealing in securities | 2017-05-26 | 2017-12-31 |
| 6 | Select Investment Services Limited (HK) | RO | Advising on securities | 2014-12-08 | 2015-09-30 | RO | Dealing in securities | 2014-12-08 | 2015-09-30 |
| 7 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2006-08-24 | 2007-02-07 |
| 8 | Vantage New Generation Securities Limited | RO | Dealing in securities | 2012-08-03 | 2013-08-01 |
| 9 | W. Falcon Asset Management (Asia) Limited | Rep | Dealing in securities | 2016-03-29 | 2016-05-17 | RO | Advising on securities | 2016-05-17 | 2016-09-09 | RO | Dealing in securities | 2016-05-17 | 2016-09-09 |
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