Ficheux, Veronique Marcelle
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capstone Financial (HK) Limited | Rep | Advising on securities | 2015-10-05 | 2015-11-05 | Rep | Asset management | 2015-10-05 | 2015-11-05 | Rep | Dealing in securities | 2015-10-05 | 2015-11-05 | RO | Advising on securities | 2015-11-05 | 2016-12-31 | RO | Asset management | 2015-11-05 | 2016-12-31 | RO | Dealing in securities | 2015-11-05 | 2016-12-31 |
| 2 | COMGEST FAR EAST LIMITED | RO | Advising on corporate finance | 2003-09-15 | RO | Advising on securities | 2003-09-15 | RO | Asset management | 2003-09-15 |
| 3 | ELITE FINANCIAL SERVICES LIMITED (HK) | RO | Asset management | 2013-05-23 | 2013-05-25 |
| 4 | PHILIPPA HUCKLE GROUP LIMITED (THE) | Rep | Advising on securities | 2005-03-21 | 2010-10-25 | RO | Asset management | 2006-01-13 | 2010-10-25 |
| 5 | ZHONGCAI ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2013-08-13 | 2015-09-04 | RO | Asset management | 2013-08-13 | 2015-09-04 | RO | Dealing in securities | 2013-08-13 | 2015-09-04 |
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