Lau, Yiu Cheong 劉耀昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BUSINESS FUTURES LIMITED | RO | Advising on futures contracts | 2003-09-26 | RO | Asset management | 2003-09-26 | RO | Dealing in futures contracts | 2009-10-20 |
| 2 | BUSINESS SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-09-26 | Rep | Advising on securities | 2003-09-26 | Rep | Asset management | 2003-09-26 | Rep | Dealing in securities | 2006-09-14 | RO | Dealing in securities | 2006-09-14 | 2007-03-14 | Rep | Dealing in securities | 2007-03-14 | 2009-10-20 |
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