Lam, Ivy Sai Ying 林世盈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BHI Investment Advisors (Asia) Limited (d2017-03-13) | Rep | Advising on securities | 2011-04-15 | 2011-05-04 | Rep | Dealing in securities | 2011-04-15 | 2011-05-04 | RO | Advising on securities | 2011-05-04 | 2013-05-01 | RO | Dealing in securities | 2011-05-04 | 2013-05-01 |
| 2 | HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2004-03-01 | Rep | Asset management | 2004-03-01 | Rep | Advising on securities | 2010-05-20 | Rep | Dealing in securities | 2005-06-02 | 2010-05-20 | RO | Advising on securities | 2010-05-20 | 2010-11-08 | RO | Dealing in securities | 2010-05-20 | 2010-11-08 |
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