Yan, King Tang 甄景騰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BUSINESS SECURITIES LIMITED | Rep | Advising on securities | 2022-09-15 | 2022-12-14 | Rep | Dealing in securities | 2022-09-15 | 2022-12-14 | RO | Advising on securities | 2022-12-14 | 2024-01-19 | RO | Dealing in securities | 2022-12-14 | 2024-01-19 |
| 2 | Grand China Securities Limited | Rep | Advising on securities | 2024-02-06 | Rep | Asset management | 2024-02-06 | Rep | Dealing in securities | 2024-02-06 |
| 3 | Growth Track Asset Management Limited | RO | Asset management | 2017-06-22 | 2022-04-20 |
| 4 | GT CAPITAL LIMITED | RO | Dealing in securities | 2015-06-30 | 2022-06-30 | RO | Advising on securities | 2015-12-28 | 2022-06-30 |
| 5 | M SECURITIES LIMITED (HK) | RO | Dealing in securities | 2006-02-23 | 2015-04-22 |
| 6 | Nerico Brothers Limited (HK) | RO | Advising on futures contracts | 2004-08-02 | RO | Asset management | 2006-02-03 | RO | Dealing in futures contracts | 2006-02-03 |
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