Yao, Andrew E 姚恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China International Capital Corporation (International) Limited | Rep | Advising on corporate finance | 2003-07-05 | Rep | Advising on securities | 2003-07-05 | Rep | Asset management | 2003-07-05 | Rep | Dealing in securities | 2003-07-05 |
| 2 | Deltroit (Hong Kong) Limited | Rep | Advising on securities | 2007-04-25 | 2008-10-17 | Rep | Asset management | 2007-04-25 | 2008-10-17 |
| 3 | KCG FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2009-02-17 | 2011-04-01 | Rep | Asset management | 2009-02-17 | 2011-04-01 | Rep | Advising on securities | 2013-02-20 | 2019-03-27 | Rep | Asset management | 2013-02-20 | 2019-03-27 |
| 4 | Mason Securities Limited | Rep | Dealing in securities | 2004-04-01 | 2007-02-17 |
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