Lam, Jonathan Chi Kwong 林志廣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2006-07-10 | 2007-02-28 | Rep | Asset management | 2006-07-10 | 2007-02-28 |
| 2 | JPMorgan Funds (Asia) Limited | Rep | Advising on corporate finance | 2004-01-15 | Rep | Advising on securities | 2004-01-15 | Rep | Asset management | 2004-01-15 | Rep | Dealing in securities | 2007-02-28 |
| 3 | MIS SERVICES LIMITED (d2019-06-01) | RO | Asset management | 2013-05-24 | 2017-01-01 |
| 4 | WKA Asset Management (Hong Kong) Limited | Rep | Asset management | 2017-05-11 | 2017-05-18 | RO | Asset management | 2017-05-18 | 2019-09-04 | RO | Advising on securities | 2017-07-03 | 2019-09-04 |
| 5 | Xen Capital (HK) Limited | Rep | Advising on securities | 2020-08-27 | 2020-10-14 | Rep | Asset management | 2020-08-27 | 2020-10-14 | RO | Advising on securities | 2020-10-14 | 2021-05-14 | RO | Asset management | 2020-10-14 | 2021-05-14 |
| 6 | YUN HAI ASSET MANAGEMENT LIMITED | Rep | Asset management | 2022-08-16 | 2022-08-22 | RO | Asset management | 2022-08-22 |
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