Chau, Raymond Kai Chung 周啟聰

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CLSA FUTURES LIMITED Rep Advising on futures contracts 2004-03-18
Rep Asset management 2004-03-18
Rep Dealing in futures contracts 2005-04-11
2 CLSA LIMITED Rep Advising on corporate finance 2004-03-18
Rep Advising on securities 2004-03-18
Rep Asset management 2004-03-18
Rep Dealing in securities 2005-04-11

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