Mackay, Neil Alexander
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Eastspring Investments (Hong Kong) Limited | Rep | Advising on securities | 2005-11-18 | 2007-11-09 | Rep | Asset management | 2005-11-18 | 2007-11-09 |
| 2 | Pyramis Global Advisors (Hong Kong) Limited | Rep | Advising on securities | 2011-05-18 | 2013-10-30 | Rep | Advising on futures contracts | 2011-10-03 | 2013-11-01 | Rep | Asset management | 2012-08-03 | 2013-10-30 | Rep | Dealing in securities | 2013-03-28 | 2013-11-01 | RO | Advising on securities | 2013-10-30 | 2014-04-30 | RO | Asset management | 2013-10-30 | 2014-04-30 |
| 3 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2007-11-16 | 2009-11-30 | Rep | Asset management | 2007-11-16 | 2009-11-30 |
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