Wu, Chiang Li 吳強立

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 China Securities (International) Brokerage Company Limited Rep Advising on futures contracts 2018-11-12 2019-01-04
China Securities (International) Brokerage Company Limited RO 2019-01-04 2020-05-15
SINOPAC SECURITIES (ASIA) LIMITED RO 2023-05-03
2 KGI ASIA LIMITED RO Advising on securities 2006-01-21 2011-01-01
KGI ASIA LIMITED Rep 2014-10-22 2015-02-02
KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) Rep 2014-10-22 2015-02-02
KGI ASIA LIMITED RO 2015-02-02 2017-10-02
KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) RO 2015-02-02 2017-10-02
KGI Asset Management Limited RO 2016-07-26 2018-09-18
KGI ASIA LIMITED RO 2017-10-03 2018-09-18
China Securities (International) Brokerage Company Limited Rep 2018-10-22 2019-01-04
China Securities (International) Brokerage Company Limited RO 2019-01-04 2020-05-15
SINOPAC SECURITIES (ASIA) LIMITED RO 2023-05-03
3 SINOPAC SECURITIES (ASIA) LIMITED RO Asset management 2023-05-03
4 KGI FUTURES (HONG KONG) LIMITED RO Dealing in futures contracts 2015-07-23 2018-09-18
China Securities (International) Brokerage Company Limited Rep 2018-10-22 2019-01-04
China Securities (International) Brokerage Company Limited RO 2019-01-04 2020-05-15
KGI FUTURES (HONG KONG) LIMITED Rep 2020-11-05 2023-02-13
SINOPAC SECURITIES (ASIA) LIMITED Rep 2023-03-01 2023-05-03
SINOPAC SECURITIES (ASIA) LIMITED RO 2023-05-03
5 KGI ASIA LIMITED Rep Dealing in securities 2005-04-20 2006-01-21
KGI ASIA LIMITED RO 2006-01-21 2011-01-01
KGI ASIA LIMITED Rep 2014-10-22 2015-02-02
KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) Rep 2014-10-22 2015-02-02
KGI ASIA LIMITED RO 2015-02-02 2017-10-02
KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) RO 2015-02-02 2017-10-02
KGI Asset Management Limited RO 2016-07-26 2018-09-18
GRAND CATHAY SECURITIES (HONG KONG) LIMITED RO 2017-05-23 2017-10-02
KGI ASIA LIMITED RO 2017-10-03 2018-09-18
China Securities (International) Brokerage Company Limited Rep 2018-10-22 2019-01-04
China Securities (International) Brokerage Company Limited RO 2019-01-04 2020-05-15
KGI ASIA LIMITED Rep 2020-11-05 2023-02-13
SINOPAC SECURITIES (ASIA) LIMITED Rep 2023-03-01 2023-05-03
SINOPAC SECURITIES (ASIA) LIMITED RO 2023-05-03

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