Wu, Chiang Li 吳強立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2005-04-20 | 2006-01-21 |
| 2 | KGI ASIA LIMITED | RO | Advising on securities | 2006-01-21 | 2011-01-01 |
| 3 | KGI ASIA LIMITED | RO | Dealing in securities | 2006-01-21 | 2011-01-01 |
| 4 | KGI ASIA LIMITED | Rep | Advising on securities | 2014-10-22 | 2015-02-02 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-10-22 | 2015-02-02 |
| 6 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on securities | 2014-10-22 | 2015-02-02 |
| 7 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2014-10-22 | 2015-02-02 |
| 8 | KGI ASIA LIMITED | RO | Advising on securities | 2015-02-02 | 2017-10-02 |
| 9 | KGI ASIA LIMITED | RO | Dealing in securities | 2015-02-02 | 2017-10-02 |
| 10 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | RO | Advising on securities | 2015-02-02 | 2017-10-02 |
| 11 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | RO | Dealing in securities | 2015-02-02 | 2017-10-02 |
| 12 | KGI FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2015-07-23 | 2018-09-18 |
| 13 | KGI Asset Management Limited | RO | Advising on securities | 2016-07-26 | 2018-09-18 |
| 14 | KGI Asset Management Limited | RO | Dealing in securities | 2016-07-26 | 2018-09-18 |
| 15 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2017-05-23 | 2017-10-02 |
| 16 | KGI ASIA LIMITED | RO | Advising on securities | 2017-10-03 | 2018-09-18 |
| 17 | KGI ASIA LIMITED | RO | Dealing in securities | 2017-10-03 | 2018-09-18 |
| 18 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2018-10-22 | 2019-01-04 |
| 19 | China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2018-10-22 | 2019-01-04 |
| 20 | China Securities (International) Brokerage Company Limited | Rep | Dealing in securities | 2018-10-22 | 2019-01-04 |
| 21 | China Securities (International) Brokerage Company Limited | Rep | Advising on futures contracts | 2018-11-12 | 2019-01-04 |
| 22 | China Securities (International) Brokerage Company Limited | RO | Advising on futures contracts | 2019-01-04 | 2020-05-15 |
| 23 | China Securities (International) Brokerage Company Limited | RO | Advising on securities | 2019-01-04 | 2020-05-15 |
| 24 | China Securities (International) Brokerage Company Limited | RO | Dealing in futures contracts | 2019-01-04 | 2020-05-15 |
| 25 | China Securities (International) Brokerage Company Limited | RO | Dealing in securities | 2019-01-04 | 2020-05-15 |
| 26 | KGI ASIA LIMITED | Rep | Dealing in securities | 2020-11-05 | 2023-02-13 |
| 27 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-11-05 | 2023-02-13 |
| 28 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2023-03-01 | 2023-05-03 |
| 29 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2023-03-01 | 2023-05-03 |
| 30 | SINOPAC SECURITIES (ASIA) LIMITED | RO | Advising on futures contracts | 2023-05-03 | |
| 31 | SINOPAC SECURITIES (ASIA) LIMITED | RO | Advising on securities | 2023-05-03 | |
| 32 | SINOPAC SECURITIES (ASIA) LIMITED | RO | Asset management | 2023-05-03 | |
| 33 | SINOPAC SECURITIES (ASIA) LIMITED | RO | Dealing in futures contracts | 2023-05-03 | |
| 34 | SINOPAC SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2023-05-03 |
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