Yoshizawa, Noriyasu
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Nomura Asia Investment (Hong Kong) Limited | RO | Advising on futures contracts | 2005-01-25 | RO | Asset management | 2005-01-25 | RO | Dealing in futures contracts | 2005-05-11 | Rep | Dealing in futures contracts | 2005-05-11 | 2005-05-23 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Asset management | 2004-11-01 | RO | Advising on corporate finance | 2007-11-21 | RO | Advising on futures contracts | 2007-11-21 | RO | Advising on securities | 2007-11-21 | RO | Dealing in futures contracts | 2007-11-21 | RO | Dealing in securities | 2007-11-21 |
| 3 | NOMURA SECURITIES (HONG KONG) LIMITED | RO | Advising on corporate finance | 2005-01-25 | RO | Advising on securities | 2005-01-25 | RO | Asset management | 2005-01-25 | RO | Dealing in securities | 2005-05-11 | Rep | Dealing in securities | 2005-05-11 | 2005-05-23 |
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