Kwok, Lionel Ka Lok 郭家樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | RO | Advising on corporate finance | 2005-02-18 | RO | Advising on futures contracts | 2005-08-26 | RO | Advising on securities | 2005-08-26 | RO | Asset management | 2005-08-26 | RO | Dealing in securities | 2005-08-26 |
| 2 | CASH Wealth Management Limited | RO | Advising on securities | 2019-02-22 | 2019-09-12 | RO | Asset management | 2019-02-22 | 2019-09-12 | RO | Dealing in securities | 2019-02-22 | 2019-09-12 | Rep | Asset management | 2019-09-12 | 2020-11-27 | Rep | Advising on securities | 2019-09-12 | 2021-04-09 | Rep | Dealing in securities | 2019-09-12 | 2022-02-28 | RO | Asset management | 2020-11-27 | 2022-02-28 | RO | Advising on securities | 2021-04-09 | 2021-12-23 | Rep | Advising on securities | 2021-12-23 | 2022-02-28 |
| 3 | CELESTIAL SECURITIES LIMITED | RO | Dealing in securities | 2019-02-22 | 2019-09-12 | Rep | Dealing in securities | 2019-09-12 | 2020-11-27 | RO | Dealing in securities | 2020-11-27 | 2021-12-23 | Rep | Dealing in securities | 2021-12-23 | 2022-02-28 |
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