Lo, Theresa Dune Yee 羅端儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2004-02-23 | 2007-05-08 |
| 2 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2007-06-18 | 2008-05-21 | Rep | Asset management | 2007-07-30 | 2008-05-21 |
| 3 | TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2009-10-27 | 2012-05-15 | RO | Asset management | 2009-10-27 | 2012-05-15 |
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