Lee, Wai Nam 李偉南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anli Securities Limited | Rep | Advising on securities | 2019-12-31 | 2021-04-20 | Rep | Dealing in securities | 2019-12-31 | 2021-04-20 | RO | Advising on securities | 2021-04-20 | 2023-04-06 | RO | Dealing in securities | 2021-04-20 | 2023-04-06 |
| 2 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2010-08-20 | 2012-05-07 |
| 3 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-02-25 | 2011-02-02 | RO | Dealing in securities | 2011-02-02 | 2012-05-07 | RO | Advising on securities | 2011-10-26 | 2012-05-07 |
| 4 | GCINT COMPREHENSIVE HEALTHCARE INVESTMENTS LIMITED | RO | Advising on securities | 2018-10-05 | 2019-04-19 | RO | Dealing in securities | 2018-10-05 | 2019-04-19 |
| 5 | HOORAY SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-08-13 | Rep | Advising on securities | 2003-08-13 | Rep | Asset management | 2003-08-13 | Rep | Dealing in securities | 2003-11-14 |
| 6 | Leeds Fund International Limited | Rep | Advising on securities | 2019-05-06 | 2019-07-01 | Rep | Asset management | 2019-06-13 | 2019-07-01 |
| 7 | Leeds Securities Investment Limited | Rep | Dealing in securities | 2019-05-06 | 2019-07-01 |
| 8 | Metaverse Securities Limited (HK) | Rep | Advising on securities | 2023-08-29 | 2024-03-11 | Rep | Dealing in securities | 2023-08-29 | 2024-03-11 |
| 9 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2012-08-08 | 2013-04-02 | Rep | Advising on securities | 2012-08-08 | 2014-10-29 | RO | Dealing in securities | 2013-04-02 | 2014-10-29 |
| 10 | Shangding International Asset Management Company Limited | Rep | Asset management | 2024-04-18 | |
| 11 | SHANXI SECURITIES INTERNATIONAL LIMITED | RO | Dealing in securities | 2015-06-10 | 2017-11-28 |
| 12 | VERCAP Financial Services Limited | Rep | Dealing in futures contracts | 2003-11-14 |
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