Lui, John Chi Hoi 雷志海
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSET MANAGEMENT GROUP LIMITED | RO | Advising on securities | 2012-06-05 | 2013-08-15 | RO | Dealing in securities | 2012-06-05 | 2013-08-15 | Rep | Advising on securities | 2022-08-18 | 2022-09-09 | Rep | Asset management | 2022-08-18 | 2022-09-09 | Rep | Dealing in securities | 2022-09-07 | RO | Advising on securities | 2022-09-09 | RO | Asset management | 2022-09-09 |
| 2 | Lion Global Financial Limited | Rep | Advising on securities | 2004-07-05 | 2005-10-27 | Rep | Asset management | 2004-07-05 | 2005-10-27 | RO | Advising on securities | 2008-05-06 | 2011-04-01 | RO | Asset management | 2008-05-06 | 2011-04-01 | RO | Dealing in securities | 2009-03-19 | 2011-04-01 |
| 3 | Sun Life Asset Management (HK) Limited | RO | Asset management | 2014-05-23 | 2022-05-27 | RO | Advising on securities | 2016-08-29 | 2022-05-27 |
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