Kwok, Charles Cheong Ping 郭昌平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Asset management | 2009-09-01 | 2011-03-28 | Rep | Advising on futures contracts | 2009-09-25 | 2011-03-28 | Rep | Advising on securities | 2009-09-25 | 2011-03-28 | Rep | Dealing in securities | 2009-09-25 | 2011-03-28 |
| 2 | Capital International, Inc. | Rep | Asset management | 2006-07-07 | 2009-08-22 |
| 3 | GAM HONG KONG LIMITED | Rep | Advising on securities | 2005-06-08 | 2006-06-16 | Rep | Asset management | 2005-06-08 | 2006-06-16 | Rep | Dealing in securities | 2005-06-08 | 2006-06-16 |
| 4 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-04-06 | Rep | Advising on securities | 2005-05-30 | Rep | Asset management | 2005-05-30 |
| 5 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-05-17 | 2005-05-30 |
| 6 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2016-07-13 | 2019-01-21 | Rep | Advising on securities | 2016-07-13 | 2019-01-21 | Rep | Dealing in securities | 2016-07-13 | 2019-01-21 |
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