Wan, Philip Ten Lok 溫天絡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | RO | Advising on corporate finance | 2004-08-30 | RO | Advising on securities | 2004-08-30 | RO | Asset management | 2004-08-30 | RO | Dealing in securities | 2004-08-30 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-09-04 | 2004-11-29 | Rep | Dealing in securities | 2004-09-04 | 2004-11-29 | RO | Advising on corporate finance | 2004-11-29 | 2005-07-01 | RO | Dealing in securities | 2004-11-29 | 2005-07-01 | Rep | Advising on corporate finance | 2005-07-01 | 2005-12-31 | Rep | Dealing in securities | 2005-07-01 | 2005-12-31 |
| 3 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-09-04 | 2004-11-29 | RO | Advising on corporate finance | 2004-11-29 | 2005-07-01 | Rep | Advising on corporate finance | 2005-07-01 | 2005-12-31 |
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