Ng, Kwok Hung (SFC:ACL451) 吳國雄

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Yuanta Securities (Hong Kong) Company Limited Rep Advising on securities 2013-07-02
2 Yuanta Securities (Hong Kong) Company Limited Rep Dealing in futures contracts 2013-07-02
3 Yuanta Securities (Hong Kong) Company Limited Rep Dealing in securities 2013-07-02
4 Halbis Capital Management (Hong Kong) Limited Rep Advising on corporate finance 2004-02-16
5 Halbis Capital Management (Hong Kong) Limited Rep Advising on securities 2004-02-16
6 Halbis Capital Management (Hong Kong) Limited Rep Asset management 2004-02-16
7 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on corporate finance 2004-02-16
8 Halbis Capital Management (Hong Kong) Limited Rep Dealing in securities 2004-08-30
9 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on securities 2011-06-22
10 HSBC Global Asset Management (Hong Kong) Limited Rep Asset management 2011-06-22
11 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Dealing in securities 2004-04-26 2011-06-22
12 Halbis Capital Management (Hong Kong) Limited Rep Advising on securities 2005-07-15 2011-06-22
13 Halbis Capital Management (Hong Kong) Limited Rep Asset management 2005-07-15 2011-06-22
14 Halbis Capital Management (Hong Kong) Limited Rep Dealing in securities 2005-07-15 2011-06-22
15 Halbis Capital Management (Hong Kong) Limited Rep Dealing in futures contracts 2008-04-29 2011-06-22
16 HSBC Global Asset Management (Hong Kong) Limited Rep Dealing in securities 2008-05-30 2011-06-22
17 HSBC Global Asset Management (Hong Kong) Limited Rep Dealing in futures contracts 2010-09-27 2011-06-22

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