Chan, Hong Ngai 陳匡毅

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHARLESWIN BULLION LIMITED RO Dealing in futures contracts 2011-11-07 2013-09-10
2 HAITONG INTERNATIONAL FUTURES LIMITED RO Asset management 2003-08-26
RO Automated trading services 2003-08-26
RO Advising on futures contracts 2009-10-20
RO Dealing in futures contracts 2009-10-20
3 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Advising on corporate finance 2003-08-26
Rep Advising on securities 2003-08-26
Rep Asset management 2003-08-26
Rep Automated trading services 2003-08-26
Rep Dealing in securities 2009-10-20
4 HALCYON SECURITIES LIMITED Rep Dealing in futures contracts 2014-01-29 2014-03-05
RO Dealing in futures contracts 2014-03-05 2015-06-01

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