Chan, Hong Ngai 陳匡毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-26 | |
2 | HAITONG INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2009-10-20 | |
3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2003-08-26 | |
4 | HAITONG INTERNATIONAL FUTURES LIMITED | RO | Asset management | 2003-08-26 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 2003-08-26 |
5 | HAITONG INTERNATIONAL FUTURES LIMITED | RO | Automated trading services | 2003-08-26 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 2003-08-26 |
6 | HAITONG INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2009-10-20 | CHARLESWIN BULLION LIMITED | RO | 2011-11-07 | 2013-09-10 | HALCYON SECURITIES LIMITED | Rep | 2014-01-29 | 2014-03-05 | HALCYON SECURITIES LIMITED | RO | 2014-03-05 | 2015-06-01 |
7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-10-20 |
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