Chan, Hong Ngai 陳匡毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | RO | Asset management | 2003-08-26 | |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | RO | Automated trading services | 2003-08-26 | |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-26 | |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2003-08-26 | |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Asset management | 2003-08-26 | |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Automated trading services | 2003-08-26 | |
| 7 | HAITONG INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2009-10-20 | |
| 8 | HAITONG INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2009-10-20 | |
| 9 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-10-20 | |
| 10 | CHARLESWIN BULLION LIMITED | RO | Dealing in futures contracts | 2011-11-07 | 2013-09-10 |
| 11 | HALCYON SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-01-29 | 2014-03-05 |
| 12 | HALCYON SECURITIES LIMITED | RO | Dealing in futures contracts | 2014-03-05 | 2015-06-01 |
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